Audit engagement
Regulatory readiness assessment
Gap analysis against FSC expectations for payment and electronic payment institutions preparing filings or inspections.
Purpose
Map your current policies, registers, and control evidence against the expectations that typically surface in FSC pre-inspection questionnaires for payment and electronic payment institutions. The goal is a candid gap list your board can act on — not a guarantee of license approval.
Included work
- Document inventory against a readiness checklist tailored to your license type
- Interviews with compliance, operations, and finance control owners
- Spot checks that selected controls exist in practice, not only on paper
- Prioritized gap register with suggested owners and effort bands
Not included
Lobbying, drafting full policy manuals from blank pages, or representing you in formal supervisory meetings. We can recommend counsel when legal interpretation is required.
Delivery
Remote-heavy with one or two on-site workshop days in Taipei when stakeholders are concentrated there. Final briefing is a two-hour session with your compliance committee or equivalent.
Fees
Typically NT$250,000–NT$480,000 depending on license complexity and number of product lines. Request a range after sharing your license category on the contact form.