Audit engagement
KYC sampling engagement
Targeted testing of onboarding files, monitoring alerts, and escalation trails for high-risk payment corridors.
Focus
High-risk remittance corridors, wallet-to-wallet transfers, and merchant KYB files where supervisors and banking partners ask for proof that onboarding standards hold under volume.
Method
We agree a sample frame with your MLRO or compliance lead, then test identification evidence, beneficial-ownership packs, screening hits, and how alerts were cleared or escalated. Findings distinguish missing documentation from judgment calls that were poorly recorded.
Output
A sampling report with error rates by corridor, examples (redacted) of weak files, and recommendations on whether to widen monitoring thresholds or retrain reviewers.
Practical notes
Expect two to three weeks. We need anonymized extracts or a supervised reading room — we do not take customer PII off-site without a written protocol. Fees often begin near NT$180,000 for a single corridor.
Start with a brief naming the corridors and the review window.